regions bank chief compliance officer

Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Advisory Services are offered through Cetera Investment Advisers LLC. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Save time and execute with confidence when creating your strategic plan for compliance. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Additional information about Regions and its full line of products and services can be found at www.regions.com. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. She leads all institutional, retail and fixed income investor relations functions. Senior Executive Vice President He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Andrew Nix will join Regions as chief governance officer on March 17. Additional information about Regions and its full line of products and services can be found at www.regions.com. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Head of the Wealth Management Group. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Fournier J. Gale, III Deron Smithy serves as Regions Treasurer. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Corporate Banking Division Head. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. She joined Regions in 2003 to lead Consumer Credit Risk. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Sorry, No data match for your criteria. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Andrews experience and insights will help us build on these accomplishments. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Core Product Marketing. Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ He is a member of Regions Executive Leadership Team. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Regions Bank is an Equal Housing Lender and Member FDIC. Executive Vice President Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Deputy Chief Compliance Officer - Retail Broker-Dealer Birmingham's largest bank has added a new leader to its ranks. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Commercial Banking includes clients with revenues between $1MM and $250MM. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Executive Vice President He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Regions Bank Additionally, he served as a member of RMAs Regulatory Relations Committee. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Senior Executive Vice President Ritter is a member of Regions Executive Leadership Team. for the Southeastern Chapter of the Society for Corporate Governance. Senior Executive Vice President She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. jsbacContactjsbacContact It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Barb Godin Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Pichel began his career as a financial analyst with General Motors. Head of Strategic Planning & Corporate Development. Regions News Online: regions.doingmoretoday.com Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. He began his career in the Jackson, Mississippi office of Arthur Andersen. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. The LifeGreen color is a trademark of Regions Bank. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Head of Consumer Banking Group. September 13 Law and regulation 205-264-4551 New compliance officers face an overwhelming amount of tasks during their first few months. About Regions Financial Corporation Leadership Team and Board of Directors - First Horizon Bank Privacy Policy. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Regions Bank is an Equal Housing Lender and Member FDIC. Meet Andrew Nix. Chief Legal Officer and Corporate Secretary. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Chief Risk Officer. By Jeremy King | February 9, 2021. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Scott M. Peters The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Andrew Nix will join Regions as chief governance officer on March 17. Executive Vice President Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. His primary focus was financial institutions. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. He is a alumnus of the Graduate School of Banking at Louisiana State University. He was named president in December 2017. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Tara Plimpton - Senior Executive Vice President Chief Legal Officer Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Regions Investment Solutions is a marketing name of Cetera Investment Services. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Bank compliance officers evaluate policies/procedures and ensure they . Senior Executive Vice President Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Andrs "Andy" Hernndez Questions about becoming a Gartner client? David R. Keenan Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Officers & Directors | Renasant Corporation Head of Consumer Banking Group. All Rights Reserved. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. In addition, he helped large banks build out their big data and data science roadmaps. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. She currently holds Series 79, Series 63 and Series 24 licenses. May 27, 2022, 1:30 p.m. EDT 3 Min Read. About this role. Management | Regions Financial Corporation You should consult privacy disclosures at the linked website for further information. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Cheatham graduated from Auburn University with a bachelors degree in accounting. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Smith is a member of the companys Executive Leadership Team. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. John Turner is president and chief executive officer of Regions Financial Corporation. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Core Product Marketing. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Nix commits much of his time to community engagement and professional organizations. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Embed controls to reduce risk in a hybrid work environment. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Treasurer. Privacy Policy. Regions Bank names Maynard attorney Andrew Nix chief governance officer Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Senior Executive Vice President Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. He was named president in December 2017. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes.